Romeo & Dye's Section16.net
Section 16 Forms and Filings
Handbook (August 2005)
This is the sixth edition of Romeo & Dye's collection
of Model Forms 3, 4 and 5. The Handbook includes 167
Model Forms explaining how to report ownership of and
transactions in issuer securities in virtually every
context, including indirectly owned securities,
options and other derivative securities, employee
benefit plan securities, and much more. The Handbook
not only shows how to complete the boxes and columns
on the reporting forms, but also explains the
application of Sections 16(a) and 16(b) to numerous
hypothetical transactions through easy-to-understand
"reporting principles" that accompany every Model
Form.
Section 16
DeskBook (January 2006)
This user-friendly publication provides a brief
but comprehensive summary of the law under Section 16,
and is updated annually to incorporate recent
developments. The Outline is truly "comprehensive,"
covering SEC interpretations, court decisions, common
practices, and practical compliance tips.
Section 16 Updates
This publication is a quarterly newsletter which
provides updates on Section 16 developments, including
court decisions, SEC activities, and compliance
practices. The newsletter also serves as a forum for
providing advice on common problems (often provided in
a question and answer format), and for analyzing the
application of Section 16 to newly developed equity
instruments or employee benefit plans. Most issues
also include a new Model Form which addresses a new
area of reporting compliance.
Section 16 Treatise and
Reporting Guide
The Treatise is a hardbound book which serves as the
definitive word on Section 16. Serving as both a
scholarly exploration of the history and policy of
Section 16 and a practical guide to complying with
Section 16's requirements, the Treatise provides an
in-depth analysis of Section 16, practical tips for
avoiding the short-swing liability trap, and an
appendix of useful practice forms and resources.
Click here for a No-Risk Trial Subscription to Romeo & Dye's
Section 16 Annual Service
Includes:
(1) Section 16 Updates quarterly newsletter,
(2) The annual revision of Peter Romeo's Comprehensive
Section 16 DeskBook, and
(3)The Section 16
Forms and Filings Handbook