SEC Rules & Guidance

- Staff Section 16 Compliance & Disclosure Interpretations

- Staff FAQs: Section 16 Electronic Filing

- Staff Section 16 No-Action Letters

- Section 16 Basics

- Section 16, Securities Exchange Act of 1934, and related SEC rules

- Index of Section 16, Securities Exchange Act of 1934, and related SEC rules

- Sections 17(a) and (b), Public Utility Holding Company Act of 1935, and related SEC rule

- Section 30(h), Investment Company Act of 1940, and related SEC rule

- Q&As: Exchange Act Section 16 and Related Rules and Forms (5/07)

- Adopting Release 34-28869 (4/91)

- Adopting Release 34-37260 Part 1 and Part 2 (5/31/96)

- Adopting Release - Removal of SSN (8/6/07)