SEC Materials: Statutes and Rules

Section 16 Basics

Section 16, Securities Exchange Act of 1934, and related SEC rules

Index of Section 16, Securities Exchange Act of 1934, and related SEC rules

Sections 17(a) and (b), Public Utility Holding Company Act of 1935, and related SEC rule

Section 30(h), Investment Company Act of 1940, and related SEC rule

Q&As: Exchange Act Section 16 and Related Rules and Forms (5/07)

Adopting Release 34-28869 (4/91)

Adopting Release 34-37260 Part 1 and Part 2 (5/31/96)

Adopting Release - Removal of SSN (8/6/07)