Romeo & Dye's Section16.net
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Upcoming Webcast:
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Alan Dye on the Latest Section 16 Developments
" (2/3/09)
—with answers to questions submitted before the webcast
What's New
Updated for 2007 Year-End:
Alan Dye's Year-End Section 16 Actions and Tips
It's Here!
The New 3rd Edition of the Section 16 Treatise
Test Your Skills:
Pro or Troll?
Model Electronic Filing Matrix
—A one page chart for keeping up with EDGAR codes and other electronic filing information for each of your insiders.
Alan Dye's Section16.net Blog
Alan blogs about Section 16 developments and practical tidbits.
Section 16(b) Litigation Corner
Archive
Latest developments in the courts
Calculating Recoverable Profits Resulting from Conversion of Hybrid Security at Floating Price
Amendment and Conversion of Hybrid Debt Security
CSX Shareholder Brings Section 16(b) Action Against Holders of Total Return Swaps
Staff Grants Form 3 and Form 4 Relief to Brokerage Firms Repurchasing Auction Rate Preferred Stock
Third Circuit Reverses Itself in
Levy v. Sterling Holding Co.
More Section 16(a) Enforcement Actions
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Recent Discussions in the
Section 16 Q&A Forum
Form 3/Schedule 13D filings
Providing range rather than each sale price
Material Amendments to Outstanding Options
Cash Bonus Award a Derivative Security?
Form 3 erroneous filing
Recent Discussions in the
Section 16 Electronic Issues Forum
Invalid POA characters or tags
Insider's spouse living trust
Gift to Son
401(k) Plan - Rounding
Donation - Short Swing Profit Rule
Forms
Romeo & Dye's 2005 Section 16 Forms and Filings Handbook
Access and word-search all the model forms in Peter Romeo's and Alan Dye's
Section 16 Forms and Filings Handbook
. New model forms are added on an ongoing basis. Also use the search feature to access answers to practical, day-to-day questions.
Downloadable Forms 3, 4 and 5 and Form 144
Fill in and print Forms 3, 4 and 5 and Form 144. Each form is accompanied by the SEC's instructions for completing the form.
Downloadable Practice Forms
Access sample "practice" forms and documents, such as model board resolutions, memos to insiders, compliance procedures and more.
Sample Item 405 Disclosures - Delinquent Section 16 Filings
Electronic Filing
Electronic Filing of Form ID
Section 16 Filer
Download the latest version, read FAQs, get help and support.
Section 16 Electronic Filing Issues Forum
A forum for discussing electronic filing issues and experiences.
Section 16 Filers Portal
Section 16 Filer Price Comparison Chart
Section 16 Disclosure on Corporate Websites
Section 16 Updates
Section 16 Cases & Enforcement Actions
Explore in detail cases and materials mentioned in each issue of Section 16 Updates.
Back Issues of Section 16 Updates
Access the back issues of Peter Romeo and Alan Dye's Section 16 Updates, in word-searchable format, from the inaugural issue in 1991 through the last issue of 2007.
Alerts
Latest developments affecting compliance community (but blog above has much more)
Comprehensive Treatise
Section 16 Treatise & Reporting Guide
Thousands of comprehensive pages, everything you need to know about Section 16.
Webcasts, Compliance Charts & Resources
Section 16 Q&A/Discussion Forum (moderated by Alan Dye)
A place for practitioners to raise questions, share practices, and stay on top of developments.
Section 16 Electronic Issues Forum
A place for practitioners to raise questions, share practices, and stay on top of e-filing developments.
Archives/Transcripts of Our Webcasts
Alan Dye's Year-End Section 16 Actions and Tips
Romeo and Dye's Section 16 Compliance Chart
Basics of Section 16
Other Memos/Articles
SEC Rules & Guidance
Statutes and Rules
Staff Section 16 Compliance & Disclosure Interpretations
Staff FAQs: Section 16 Electronic Filing
Staff Section 16 No-Action Letters
The Essential Resources
·
Section16Treatise.net
·
CompensationStandards.com
·
DealLawyers.com
·
NASPP
·
Section16.net
·
TheCorporateCounsel.net
·
The Corporate Counsel
·
The Corporate Executive
·
Section 16 Annual Service
·
Romeo & Dye's Section 16 Filer
·
Compensation Standards
print newsletter
·
Deal Lawyers
print newsletter
·
InvestorRelationships.com
·
CompensationDisclosure.com