"No Filing Due" Statement
A model certificate to be signed after the end of the fiscal year by insiders
who are not obligated to file a Form 5. Execution of the certificate allows the
issuer not to disclose in the Form 10-K and proxy statement that the insider
failed to file a Form 5.
Sample Item 405 Disclosures
Sample disclosures from recent proxy statements disclosing insiders' compliance
(or noncompliance) with the reporting requirements of Section 16(a). These
samples are merely representative disclosures, and are neither endorsed by
Executive Press as model disclosures nor necessarily in compliance with the
requirements of Item 405.
Designation of Exchange Under Section 16(a)
A model form for filing with the SEC and each exchange on which the issuer's
securities are listed, designating one exchange as the sole exchange with which
the issuer's insiders will file Section 16(a) reports.