Section 16 Filer Price Comparison Chart

 Updated 2/20
Provider Prices Features
Romeo & Dye Section 16 Filer  

- $825/yr if the company is a Section16.net member and subscribes to the Section 16 Annual Service
- $1495 if the company only is a Section16.net member

- Software download needed
- simple service, files forms 3,4,5
Bowne BowneFile16:
web based self filer:
Personal Account – $500 per year unlimited issuers and unlimited filings
Multiple:
1 - 10 Reporting Owners - $300.00 per quarter for unlimited filings
11 - 25 Reporting Owners - $600.00 per quarter for unlimited filings
26 - 50 Reporting Owners - $1,200.00 per quarter for unlimited filings
51 + Reporting Owners - $2,000.00 per quarter for unlimited filings 		- web based
built-in accounting functionality allow you to track transactions and manage securities for each reporting person
- Automatically complete Forms with Reporting Owner and Issuer profile information
- Store and file template-based Power of Attorney and Reporting Owner profiles
- Build and maintain a footnote library that can be used across all Forms and all Reporting Owners.
- Generate reports displaying all transactions for a reporting owner during a specified date range
- Query the # of securities held for each type and class of security at a particular point in time
Bridgeway Insiderdirect.com:
$55 per single filing
$ Per Reporting Owner - Subscription-based Pricing (requires 12-month signup):
1 - 20 Reporting Owners $ 500 per quarter
21- 50 Reporting Owners $ 1,500 per quarter 		-web based
- allows users to track reporting persons transactions, including holdings and balances
- does not generate reports but you can query certain information and print the pages using your browser window
Computershare/ Transcentive e-Forms:
-Up to 20 Insiders (unlimited filings): $2,250 annual
-Unlimited Insiders (unlimited filings): $3,500 annual 		• Web-based
• Logs in automatically to SEC site and stores CIK and CCC information for easy one-click filing
• Flexible structure allows user-defined securities in addition to standard pre-loaded security types
• Maintains complete history of transactions and automatically tracks holdings and balances
• One-click footnote attachment for existing footnotes and allows easy maintenance and copying of existing footnotes in building footnote database.
• Core reports on holdings, filings, transactions, footnotes existing footnotes in building footnote database.
Charles Schwab $2,500/yr unlimited - can be lower "depending on needs" - Web based
- Database that tracks and manages holdings
- automated pre-trade clearance system
- Generates reports
- Tracking and monitoring of insider
Corporate-Insiders - Free Edgarization
- Pay as you go, $60/ per filing
- Frequent filer, $40/ per filing, ($1000 deposit for 25 filings)
- Heavy Duty Filer, $35/per filing, ($3500 deposit for 100 filings) 		- Enter information once, and it is then stored and can be re-used by simply clicking on it
- Import data from your old filings directly from EDGAR.
- Store footnote once, use for any number of filings  
EDGARfilings  Online EDGARforms:
$40-$100 depending on a single form filing
$1500 Annual Unlimited for a Corporate Subscription
$3000 Annual Unlimited for Corporate Law Firm or Filing Agent		 - web-based
- simple service, just files
- One-time data entry, after which the EDGARforms automatically refills commonly required information
E*Trade Equity Edge:
$25,000 - $100,000 for software then unlimited and free		 -Tracks insider holdings -Generates reports
R&W Software $2500 perpetual license, unlimited $600 annual maintenance - Tracks and retains a history of all of the holdings of all of a company’s insiders
Restricted Stock Systems Section 16 Manager:
$1,500/yr for up to 15 filings per year, 5 users and unlimited application support
- Upon performing your 16th filing, you will be billed an additional $1,500. Upon performing your 41st filing, you will be billed the final $1,500.
- $4500.00/yr unlimited
- EDGAR Data Import: $1,500
Additional Users: $150 per user 		- Web-based application supports multiple users Complete audit trail
- Manage entire company insider roster - account balances, holdings, and transactions
- Import historical filings from EDGAR automatically
RR Donnelley   Net.Filer:
$50/per LIVE/accepted filing
Frequent Filer:
$1350 for 30 LIVE/accepted filings per calendar year, $45 per filing over 30
High Volume Filer:
$3500 for 100 LIVE/accepted filings per calendar year, $35 per filing over 100 		- Web based
- Simple service, just files
- One-time data entry, after which Net.filer automatically refills your commonly required information
- Re-use of filings and unlimited archive storage
CT’s hCue hCue SEC Module, a web-based tool:
- $5,000/yr unlimited 		- Web-based
- Integrated with hCue entity management solution
- Manage transactions and automatically calculate holding balances for each reporting person
- No re-keying of data. Automatically create Forms 3, 4, 5 through existing records
- “Test” or “Live” e-file of Forms 3, 4, 5
- Capture and store all Section 16 filing details and SEC responses in the system
- Generate reports including Point-in-Time and Delinquent Transaction reports
- Issue awards and setup post-dated transactions for multiple Insiders all at once
- One-step stock split function re-calculates prices and share amounts
- Unlimited number of re-usable Footnotes