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Alan Dye's Section16.net Blog
Webcast Archive:
"Alan Dye on the Latest Section 16 Developments"
(1/24)
What's New:
Memos: SEC Enforcement Actions
Alan Dye's Year-End Section 16 Compliance Checklist
Test Your Skills:
Pro or Troll?
Sample Summary Sheet
- An Excel spreadsheet to help keep a running tally of an insider's holdings
Sample Equity Tracking Worksheet
- A PowerPoint chart to help track an insider's equity holdings
Section 16(b) Litigation Corner:
Archive
California Court Upholds Effectiveness of Blocker
Magistrate Declines to Hold that Section 16(b) Statute of Limitations is Necessarily a Statute of Repose
Fifth Circuit Affirms That Rule 16b-3(e) Exempts Elective Tax Withholding
Forced Conversion of Note at Fixed Price is Exempt
Another District Court Upholds Application of Rule 16b-3(e) to Tax Withholding
Plaintiff in 16(b) Action Must Have a Lawyer
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Just Announced!
Three New Section 16 Resources!
Section 16 Bootcamp
Section 16 Forums
Section 16 Tales
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Section 16 Q&A Forum
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Forms
Romeo & Dye's Section 16 Forms & Filings Handbook
Access and word-search all the model forms in Peter Romeo's and Alan Dye's
Section 16 Forms and Filings Handbook
. New model forms are added on an ongoing basis. Also use the search feature to access answers to practical, day-to-day questions.
Downloadable Forms 3, 4 and 5 & Form 144
Fill in and print Forms 3, 4 and 5 and Form 144. Each form is accompanied by the SEC's instructions for completing the form.
Downloadable Practice Forms
Access sample "practice" forms and documents, such as model board resolutions, memos to insiders, compliance procedures and more.
Sample Item 405 Disclosures - Delinquent Section 16 Filings
Electronic Filing
Section 16 Filer
Download the latest version, read FAQs, get help and support.
Section 16 Q&A Forum
A forum for discussing electronic filing issues and experiences.
Section 16 Disclosure on Corporate Websites
Section 16 Updates
Section 16 Cases & Enforcement Actions
Explore in detail cases and materials mentioned in each issue of Section 16 Updates.
Back Issues of Section 16 Updates
Access the back issues of Peter Romeo and Alan Dye's Section 16 Updates, in word-searchable format, from the inaugural issue in 1991 through 2016.
Alerts
Latest developments affecting compliance community (but blog above has much more)
Comprehensive Treatise
Section 16 Treatise & Reporting Guide
Thousands of comprehensive pages, everything you need to know about Section 16.
Webcasts, Compliance Charts & Resources
Section 16 Q&A Forum (moderated by Alan Dye)
A place for practitioners to raise questions, share practices, and stay on top of developments.
Archives/Transcripts of Our Webcasts
Alan Dye's Year-End Section 16 Actions & Tips
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Basics of Section 16
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Studies: Section 16 Reports as Market Indicators
SEC Rules & Guidance
Statutes & Rules
Staff Section 16 Compliance & Disclosure Interpretations
Staff FAQs: Section 16 Electronic Filing
Staff Section 16 No-Action Letters
The Essential Resources
·
CompensationStandards.com
·
DealLawyers.com
·
NASPP
·
TheCorporateCounsel.net
·
The Corporate Counsel
·
The Corporate Executive
·
Section 16 Annual Service
·
Romeo & Dye's Section 16 Filer
·
Deal Lawyers
print newsletter
·
Lynn, Borges & Romanek's "Executive Compensation Disclosure Treatise"
·
Romanek's "Proxy Season Disclosure Treatise & Reporting Guide"
·
Romeo & Dye's "Section 16 Treatise"
·
CorporateAffairs.tv
·
Big Legal Minds
·
Section 16 Bootcamp & Tales
·
Reg FD Tales
·
Deal Tales
·
Deal U. Workshop
·
"In-House Accelerator" Paperback
·
"101 Pro Tips - Career Advice for the Ages" Paperback