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Alan Dye's Section16.net Blog
Webcast Archive:
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Key Compliance Tools:
Alan Dye's Year-End Section 16 Compliance Checklist
Alan Dye's Year-End Section 16 Actions & Tips
Archives/Transcripts of Our Webcasts
Basics of Section 16
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Sample Summary Sheet
- An Excel spreadsheet to help keep a running tally of an insider's holdings
Sample Equity Tracking Worksheet
- A PowerPoint chart to help track an insider's equity holdings
Studies: Section 16 Reports as Market Indicators
Section 16(b) Litigation Corner:
Court Holds Spouse Jointly Liable for Insider's Underpayment of Taxes Based on Erroneous Interpretation of Section 16(b)
Rule 16b-3 Doesn't Require that Board Know that Counterparty is a "Director by Deputization"
Judge Upholds Jury Verdict Attributing Adult Daughter's Purchase to Insider
Court Gives Insider a Chance to Establish "Debt Previously Contracted" Defense
Judge Reaffirms that Issuer Repurchases are not Attributable to Insider
Neither Side Giving Up in Microbot v. Mona
All Litigation Summaries
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Forms
Romeo & Dye's Section 16 Forms & Filings Handbook
Access and word-search all the model forms in Peter Romeo's and Alan Dye's
Section 16 Forms and Filings Handbook
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Downloadable Forms 3, 4 and 5 & Form 144
Fill in and print Forms 3, 4 and 5 and Form 144. Each form is accompanied by the SEC's instructions for completing the form.
Downloadable Practice Forms
Access sample "practice" forms and documents, such as model board resolutions, memos to insiders, compliance procedures and more.
Sample Item 405 Disclosures - Delinquent Section 16 Filings
Electronic Filing
Section 16 Filer
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Section 16 Q&A Forum
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Section 16 Disclosure on Corporate Websites
Section 16 Updates
Section 16 Cases & Enforcement Actions
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CompensationStandards.com
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