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Alan Dye's Section16.net Blog
Webcast Archive:
"Alan Dye on the Latest Section 16 Developments"
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Key Compliance Tools:
Alan Dye's Year-End Section 16 Compliance Checklist
Alan Dye's Year-End Section 16 Actions & Tips
Archives/Transcripts of Our Webcasts
Basics of Section 16
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Sample Summary Sheet
- An Excel spreadsheet to help keep a running tally of an insider's holdings
Sample Equity Tracking Worksheet
- A PowerPoint chart to help track an insider's equity holdings
Studies: Section 16 Reports as Market Indicators
Section 16(b) Litigation Corner:
District Judge Says In-Kind Annuity Payment From GRAT May Be a "Purchase"
Court Holds Spouse Jointly Liable for Insider's Underpayment of Taxes Based on Erroneous Interpretation of Section 16(b)
Rule 16b-3 Doesn't Require that Board Know that Counterparty is a "Director by Deputization"
Judge Upholds Jury Verdict Attributing Adult Daughter's Purchase to Insider
Court Gives Insider a Chance to Establish "Debt Previously Contracted" Defense
Judge Reaffirms that Issuer Repurchases are not Attributable to Insider
All Litigation Summaries
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Romeo & Dye's Section 16 Forms & Filings Handbook
Access and word-search all the model forms in Peter Romeo's and Alan Dye's
Section 16 Forms and Filings Handbook
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Downloadable Forms 3, 4 and 5 & Form 144
Fill in and print Forms 3, 4 and 5 and Form 144. Each form is accompanied by the SEC's instructions for completing the form.
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Sample Item 405 Disclosures - Delinquent Section 16 Filings
Electronic Filing
Section 16 Filer
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Section 16 Disclosure on Corporate Websites
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Section 16 Cases & Enforcement Actions
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